The Sack Law Firm PLLC - Wall Street and Westchester County
Securities Arbitration & Regulation
The Sack Law Firm defends the securities industry in retail investor disputes, which are subject to mandatory arbitration before the Financial Industry Regulatory Authority (FINRA). These disputes typically result from investment losses, and pertain to alleged instances of unsuitable, excessive or unauthorized trading, and alleged failures to reasonably supervise.
The Firm also defends the securities industry in regulatory actions brought by FINRA, as well as the NYSE's remaining Market Surveillance and Enforcement units, and other securities regulators.
Joe Sack, principal of the firm, who previously served as both a securities regulator and senior in-house counsel, has successfully defended clients in hundreds of securities arbitration and regulation cases in every region of the country. Learn more...
Criminal Defense
The Sack Law Firm represents defendants in criminal matters in state and federal court. The firm defends individuals who have been charged in both white-collar and violent criminal cases, including cases involving Corruption, Fraud, Grand Larceny, Driving While Intoxicated (DWI), Homicide, Assault, Gun Possession, Weapons Possession, Possession of Controlled Substances, and Possession of Illegal Drugs.
Joe Sack, principal of the Firm, previously served as an Assistant District Attorney in New York City, where he handled hundreds of serious felony and misdemeanor cases. With offices located in both Westchester County and downtown Manhattan, the Sack Law Firm is poised to assist clients throughout the Metropolitan area. Learn More...
Business Litigation and Land Use Matters
The Sack Law Firm represents clients in business and civil litigation matters. For example, the Firm has recently defended a local Westchester County municipality in a federal voting rights matter, and has represented a Westchester-based money manager in a professional services dispute.
In addition, the Firm represents individual and corporate clients in local zoning, planning and land use matters before zoning boards and planning commissions in Westchester County. Joe Sack, principal of the Firm, is an active member of local government organizations, and has served as a member of the City of Rye Zoning Board of Appeals. Learn More...