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Arbitration Decision Number: 2002-011004

New York Stock Exchange

In the matter of Arbitration Between:
Lenore Glass v. Salomon Smith Barney

Attorneys:

For Claimant(s):
Stuart Gold Esq. - West Orange, NJ

For Respondent(s):
Joseph A. Sack Esq. - New York, NY

Date Filed: 11/12/2002

First Scheduled: 04/29/2003

Decided: 08/08/2003

Case Summary:  Public Customer v. Member Firm alleges breach of contract, negligence, aiding and abetting conversion and fraud.

Product:

Market:

Claim Data
	Claim
Claim:	$66,000.00
Punitive:	$0.00
Atty Fees:	$0.00
Deposit:	$500.00

Award Data
	Award
Award:	$0.00
Punitive:	$0.00
Atty Fees:	$0.00
Costs:	$0.00

Forum Fees: $2,450.00

Case:	Lenore Glass v. Salomon Smith Barney
Docket:	2002-011004

Decision:  The undersigned arbitrator(s) have decided and determined that in full and final settlement of all claims between the parties that:

The undersigned arbitrators have decided and determined in full and final settlement of all claims between the parties that:

Claim is denied.  Claimant failed to meet her burden of proof.  NYSE forum fees will be assessed against the parties equally.

Remarks:

4/28/03 ‑ Pre‑hearing discovery conference.
5/29/03 ‑ Administrative conference call with panel.

The undersigned arbitrators hereby affirm that they have executed this instrument which is their award:

Arbitrators: (D=Dissents)	Signatures:
James K. Harragan John J. Marinan Judith Zerden

City: New York

State: NY

Date: 08/08/2003

Docket#: 2002-011004

Sessions: 3

Hearing Dates:

07/08/2003 (2)
07/09/2003 (1)