Securities Arbitration & Regulation Practice
The
Sack Law Firm represents clients in securities arbitration
and regulation matters throughout the country.
Before opening his own practice, Joe Sack served as senior in-house counsel with Citigroup/Smith Barney, where he successfully defended the firm and individual managers and registered reps in hundreds of NASD and NYSE arbitrations across the nation.
Joe has handled securities arbitration cases in every region of the country, and has personally won cases at hearings and trials in Phoenix, Houston, Oklahoma City, Atlanta, Detroit, Philadelphia, Albany, Kansas City, Boca Raton and New York City. See a list of a few of the decisions in which Joe Sack has participated.
In addition, Joe previously served as Trial Counsel with the New York Stock Exchange
Enforcement Division, where he prosecuted serious violations of
NYSE rules and the federal securities laws. Joe currently defends specialist
firms who 
trade on the Floor of the Exchange.
Joe and his firm are pleased to be serving as 2007 Law Firm Sponsors of the Financial Services Institute.
Joe is also a member of the SIFMA (formerly SIA) Compliance & Legal Division, and moderated a panel discussion on litigation issues at last year's SIA Independent Firms Conference in Atlanta. Joe has appeared recently as a guest lecturer in Brooklyn Law School's securities seminar.